BUSN 395 Finance and Economic Development: Spring, 2008

 

PROFESSOR:                     Dr. Thomas W. Hall

CONTACT ME:                   thomas.hall@cnu.edu; 594-8916 (note: I prefer email as it is asynchronous)

Department secretary (Lee Ann Wise): 594-7215; 594-7068

READINGS:                         Reading packet available at the bookstore.

 

Entrepreneurship is one of the key factors of production, and refers to risk-taking and management of the other factors (land, labor, and physical and human capital).  In this class, we will explore one of the central problems facing entrepreneurs—they generally lack the resources personally to realize their innovative visions—and the implications that government policies have upon the ultimate results of entrepreneurial resources in their society.  Our guiding question relates to how and whether entrepreneurial innovation spurs technological change and affects economic development.  This is not a new area of research: the full title of Adam Smith’s famous 1776 treatise is An Inquiry into the Nature and Causes of the Wealth of Nations.  We will consider a variety of explanations as to why some nations are wealthier (or “more developed”) then others, with special focus on the role of innovation and entrepreneurship.  Those explanations relate to both individual activity (stressing the leading role of visionaries and entrepreneurs) as well as national policies (are entrepreneurs able to access financial resources to fund the development of their grand ambitions?). 

 

PREREQUISITES FOR 395: ECON 201G, ECON 202G: Macro- and Microeconomics

POSTREQUISITE: This class serves as a preparation for an intensive, business-oriented study abroad experience in the summer, BUSN 495.  Students taking BUSN395 will be expected to decide on a research topic that will be developed into a full-fledged case study and paper/project over the course of the summer. 

 

COURSE STRUCTURE: You will be expected to participate in class discussions by asking or by answering questions.  It is extremely important that students read the assigned material (chapter) before coming to the lectures. 

 

GRADING: Your grade will be based on your performance in class and on tests, quizzes, and other assignments.  Mid-terms are worth 40% in total; the final is worth 25%.  Your project—including periodic presentations relating to the progress of your research topic and, eventually, a bibliography—will make up 20% of your grade.  The remaining 15% of your grade is based on class participation and briefer in-class presentations, on homework assignments and cases, and on occasional quizzes.

 

MISSING AN EXAM: No “make-up exams” will be given in this course.  If a student misses an exam for a legitimate reason, the weight of the final will be increased accordingly.  STUDENTS MUST OBTAIN PRIOR APPROVAL TO SUBSTITUTE THE FINAL EXAM FOR A MISSED MIDTERM!  Call me (leave a message if I am not in the office) or send an email ahead of time.  Unexcused absence from an exam will warrant a grade of zero for that test, and, worse than that, indicates a low priority for academic growth and development. 

 

CLASS ATTENDANCE IS MANDATORY: One full letter grade will be subtracted for each three classroom sessions missed.  Thus, if you miss three classes, your grade could go from a C+ to a D+.  Don’t miss class!

 

DISABILITIES INFORMATION: If you believe that you have a disability, you should make an appointment to discuss your needs.  In order to receive an accommodation, your disability must be on record in Disability Services located in the Academic Advising Center, Student Union, Room 3125.  (Telephone - 594-8763; Fax - 594-8765).

 

HONOR STATEMENT: Learning takes place through individual effort, and achievement can be evaluated only on the basis of the work a student produced independently.  A student who obtains credit for work, words, and ideas which are not products of his/her own effort is dishonest, and his/her behavior has an adverse influence on the standards of the college.  Because this is so, willful infringement of the code for academic work entails severe penalties ranging from failure in this course to dismissal from the university.

 

UNSATISFACTORY CLASS PERFORMANCE: We want you to succeed at CNU; therefore I may notify the Academic Advising Center if you seem to be having problems with this course. Someone may contact you to help you determine what help you need to succeed. You will be sent a copy of the referral form. I invite you to see me at any time that I can be of assistance in helping you with the course material.

 


PROVISIONAL COURSE OUTLINE

 

Week

Topics

Assigned Portions of Reading Packet

Leadership and Accomplishment: Entrepreneurs as Exceptional Individuals

 (Weeks 1-4)

Historical Context: Christopher Newport, Adam Smith, David Ricardo, Eli Whitney, Alexander Bell, Henry Ford

- Wesley Craven (1957) The Virginia Company of London:

- Adam Smith (1776: 1976) An Inquiry into the Nature and Causes of The Wealth of Nations, (Chicago: University of Chicago Press): Book I (available on the web)

- Biographical summaries of David Ricardo, Eli Whitney, Alexander Graham Bell, and Henry Ford, etc.

Contemporary Entrepreneurship: Richard Branson, Bill Gates, Steve Jobs, Oprah Winfrey

- Biographical summaries of Richard Branson, Bill Gates, Steve Jobs, and Oprah Winfrey, etc.

Entrepreneurship and Theories of Economic Development

(Weeks 5-7)

Models of Economic Growth and Development (Accumulation of capital)

Michael Todaro (2005) Economic Development, 9th Edition, Chapter 3 (Theories of Development); Chapter 15 (Foreign Finance, Investment, and Aid); Chapter 17 (Financial Reform and Fiscal Policy)

Alexander Gerschenkron (1962) Economic Backwardness in Historical Perspective, (Cambridge: Harvard University Press): Chapters 1, 2, 3, and 11

The Schumpeterian Approach to Development: The Role of Financial Capital and Creative Destruction

Joseph Schumpeter (1934: 1996) The Theory of Economic Development: An Inquiry into Profits, Capital, Credit, Interest and the Business Cycle, (New Brunswick: Transaction Publishers): Introduction (by John Elliott); Chapters I (The Circular Flow of Economic Life as Conditioned by Given Circumstances) and IV (Entrepreneurial Profit)

Week 8

**Spring Break**

--

Financing Development: Entrepreneurial Access to Capital

(Weeks 9 – 11)

Finance, Development, and Small Businesses

Ross Levine (1996) “Financial Development and Economic Growth: Views and Agenda”, World Bank Policy Research Working Paper WPS 1678.

John Vinturella and Suzanne Erickson (2004) Raising Entrepreneurial Capital, (Burlington, MA: Elsevier); Chapter 2 (Alternatives in Venture Financing—Debt) and Chapter 3 (Alternatives in Venture Financing—Equity).

Cycles in Entrepreneurship and Development

Gompers and Lerner (2001) ”Money Chasing Deals”, Journal of Financial Economics: Abstract, Introduction, Conclusion

The Social Setting for Entrepreneurship and Development

(Weeks 12-14)

Government Regulation and Entrepreneurship

Doing Business In (2004) World Bank

The Institutional Environment of Entrepreneurship: Attitudes to Risk Taking; Redlining and Social Aspects of Entrepreneurship (Women and Minorities in Business); Severity of Personal Bankruptcy Laws

Global Entrepreneurship Monitor (2006); Capital Access Index (2006), Milken Institute; Armour, J., 2003, Financing Innovation: The Role of Insolvency Law, Centre for Business Research (Cambridge University) working paper; John Hawke (1999) Remarks by the Comptrollor of the Currency, (http://www.occ.gov/ftp/release/99-41a.txt)

Schedule Disclaimer/ What to Study: I reserve the right to deviate from the above course outline by supplementing your learning experience with additional material and readings.  It should be expected also that some of these listed chapters will be emphasized more than others in the lectures.  Part of your mission in taking this class will be to determine what is important and study appropriately for the exams.  Pay attention to what I say, what I stress, and consider also what I de-emphasize form the assigned readings. 


 

Project and Presentations for 395/495

 

A good portion of your final grade in BUSN395 will be based upon your progress defining and fine-tuning your individual research project which will be conducted as part of your overseas experience.  More information on this project will be provided via conferences with me, in class, via handouts, and in the syllabus for the postrequisite course (BUSN 495) that is directly related to the trip overseas. 

 

Presentations in Spring, 2008: Over the course of the semester, I will periodically call on each student in the class to ensure the project is moving along smoothly.  These brief, informal discussions may also be supplemented with formal, structured presentations concerning the assigned readings or other related topics.

 

Project Goals: The goal of the project is for you to identify and explore in depth a subject of inquiry that is relevant to the topics we’ve discussed in the class.  Your task is to find some issue that is interesting to you, and then develop a list of questions relating to that subject that can be put to individuals located in England and Ireland.  Alternatively, you could do an in-depth study of one of the businesses we will be visiting, such as a Du Pont analysis of financial records and those of a few competitors.  You can do an individual project, or a group project.  Part of the project will consist of analyzing data that we will acquire through surveys of entrepreneurs, investors, and academics in the US; this will be supplemented by interaction with Irish- and UK-based individuals later on.

 

Project Deadlines

Week 2:    Provisional Project Topic (2-3 sentences)

Week 8:    Design/Outline (2-3 paragraphs)

Week 10:  Bibliography

Week 14:  **Project Prospectus/Preliminary Report Due on the Last Day of Class** (5-10 pages)